Securities and Exchange Commission April 4, 2023 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records

Document Number: 2023-06899

Type: Notice

Date: 2023-04-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/04/04/2023-06899.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of SGI U.S. Large Cap Core ETF

Document Number: 2023-06897

Type: Notice

Date: 2023-04-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/04/04/2023-06897.html

Proposed Collection; Comment Request; Extension: Rule 203-2 & Form ADV-W

Document Number: 2023-06963

Type: Notice

Date: 2023-04-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/04/04/2023-06963.html

Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments to Board Rule Governing Determinations Under the Holding Foreign Companies Accountable Act

Document Number: 2023-06961

Type: Notice

Date: 2023-04-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/04/04/2023-06961.html