Securities and Exchange Commission March 30, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
General Rules and Regulations, Securities Exchange Act of 1934
Document Number: 2023-06701
Type: Rule
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06701.html
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Sponsored Participant Rules
Document Number: 2023-06561
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06561.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to British Pounds Sterling as Client-Related Margin
Document Number: 2023-06559
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06559.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 4702 To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types
Document Number: 2023-06558
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06558.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Alternative Display Facility New Entrant
Document Number: 2023-06557
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06557.html
Submission for OMB Review; Comment Request; Extension: Rule 15c2-5
Document Number: 2023-06629
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06629.html
Submission for OMB Review; Comment Request; Extension: Rule 15c3-1
Document Number: 2023-06628
Type: Notice
Date: 2023-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/30/2023-06628.html
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