Securities and Exchange Commission October 21, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Sunshine Act Meetings
Document Number: 2022-23081
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-23081.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements
Document Number: 2022-22840
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22840.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits at Equity 7, Section 118(a)
Document Number: 2022-22839
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22839.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
Document Number: 2022-22838
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22838.html
Emerald Strategic Innovation Interval Fund and Emerald Mutual Fund Advisers Trust
Document Number: 2022-22855
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22855.html
Proposed Collection; Comment Request; Extension: Rule 15Fi-2
Document Number: 2022-22854
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22854.html
Proposed Collection; Comment Request; Extension: Rule 19b-4 and Form 19b-4
Document Number: 2022-22853
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22853.html
Proposed Collection; Comment Request; Extension: Rule 17a-1
Document Number: 2022-22852
Type: Notice
Date: 2022-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/10/21/2022-22852.html
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