Securities and Exchange Commission September 7, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O
Document Number: 2022-19227
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19227.html
Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY
Document Number: 2022-19226
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19226.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Relating to Minimum Market-Maker Quote Size
Document Number: 2022-19225
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19225.html
In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Document Number: 2022-19264
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19264.html
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Document Number: C1-2022-17724
Type: Proposed Rule
Date: 2022-09-07
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
https://regulations.justia.com/regulations/fedreg/2022/09/07/C1-2022-17724.html
Sunshine Act Meetings
Document Number: 2022-19345
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/07/2022-19345.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.