Securities and Exchange Commission August 16, 2022 – Federal Register Recent Federal Regulation Documents

Owl Rock Capital Corporation, et al.

Document Number: 2022-17524

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17524.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 35

Document Number: 2022-17533

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17533.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities

Document Number: 2022-17532

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17532.html

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount

Document Number: 2022-17531

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17531.html

Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference

Document Number: 2022-17530

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17530.html

Submission for OMB Review; Comment Request; Extension: Rule 17a-10

Document Number: 2022-17528

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17528.html

Proposed Collection; Comment Request; Extension: Rule 17a-1

Document Number: 2022-17526

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17526.html

Submission for OMB Review; Comment Request; Extension: Rule 17a-25

Document Number: 2022-17527

Type: Notice

Date: 2022-08-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17527.html