Securities and Exchange Commission January 27, 2022 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Document Number: 2022-01564
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01564.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Document Number: 2022-01562
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01562.html
Submission for OMB Review; Comment Request
Document Number: 2022-01617
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01617.html
Submission for OMB Review; Comment Request, Extension: Rules 6a-1 and 6a-2, Form 1
Document Number: 2022-01616
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01616.html
Submission for OMB Review; Comment Request
Document Number: 2022-01615
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01615.html
Submission for OMB Review; Comment Request
Document Number: 2022-01614
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01614.html
Submission for OMB Review; Comment Request
Document Number: 2022-01613
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01613.html
Submission for OMB Review; Comment Request, Extension: Rule 17e-1
Document Number: 2022-01612
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01612.html
Submission for OMB Review; Comment Request
Document Number: 2022-01624
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01624.html
Proposed Collection; Comment Request
Document Number: 2022-01639
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01639.html
Proposed Collection; Comment Request
Document Number: 2022-01638
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01638.html
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee
Document Number: 2022-01561
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01561.html
Submission for OMB Review; Comment Request
Document Number: 2022-01555
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01555.html
Submission for OMB Review; Comment Request
Document Number: 2022-01554
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01554.html
Rule 17g-4 30 Day Notice 2021-Submission for OMB Review; Comment Request
Document Number: 2022-01547
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01547.html
Proposed Collection; Comment Request; Extension: Rule 17a-8
Document Number: 2022-01546
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01546.html
Redwood Enhanced Income Corp., et al.
Document Number: 2022-01545
Type: Notice
Date: 2022-01-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/27/2022-01545.html
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