Securities and Exchange Commission January 11, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
HPS Corporate Lending Fund, et al.
Document Number: 2022-00244
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00244.html
ETF Opportunities Trust and Applied Finance Advisors, LLC; Notice of Application
Document Number: 2022-00242
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00242.html
Submission for OMB Review; Comment Request
Document Number: 2022-00256
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00256.html
Submission for OMB Review; Comment Request; Extension: Rule 17f-2(a)
Document Number: 2022-00255
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00255.html
Submission for OMB Review; Comment Request; Extension: Rule 17f-1(c) and Form X-17F-1A
Document Number: 2022-00254
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00254.html
Submission for OMB Review; Comment Request; Extension: Rule 17a-12/Form X-17A-5 Part II
Document Number: 2022-00252
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00252.html
Submission for OMB Review; Comment Request
Document Number: 2022-00251
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00251.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures & Options Default Management Policy
Document Number: 2022-00267
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00267.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00266
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00266.html
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00265
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00265.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00264
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00264.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00263
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00263.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00262
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00262.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00261
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00261.html
Submission Collection; Comment Request; Extension: Rule 239
Document Number: 2022-00259
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00259.html
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository
Document Number: 2022-00268
Type: Notice
Date: 2022-01-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/11/2022-00268.html
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