Securities and Exchange Commission January 3, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 20 of 20
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw Its Trading Insights Product From Sale
Document Number: 2021-28395
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28395.html
Submission for OMB Review; Comment Request; Extension: Form TH
Document Number: 2021-28440
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28440.html
Submission for OMB Review Comment Request; Extension: Form SE
Document Number: 2021-28439
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28439.html
Submission for OMB Review; Comment Request; Extension: Rule 15c2-8
Document Number: 2021-28428
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28428.html
Proposed Collection; Comment Request; Extension: Rules 3a68-2 and 3a68-4(c)
Document Number: 2021-28427
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28427.html
Submission for OMB Review; Comment Request; Extension: Form N-5
Document Number: 2021-28426
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28426.html
Submission for OMB Review; Comment Request; Extension: Rules 15Fb1-1 Through 15Fb6-2 and Forms SBSE, SBSE-A, SBSE-BD, SBSE-C and SBSE-W
Document Number: 2021-28425
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28425.html
Submission for OMB Review; Comment Request; Extension: Rule 154
Document Number: 2021-28424
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28424.html
Submission for OMB Review; Comment Request; Extension: Rule 17f-6
Document Number: 2021-28423
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28423.html
Submission for OMB Review; Comment Request; Extension: Regulation FD
Document Number: 2021-28422
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28422.html
Submission for OMB Review; Comment Request; Extension: Form 40-F
Document Number: 2021-28438
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28438.html
Submission for OMB Review; Comment Request; Extension: Form 12b-25
Document Number: 2021-28437
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28437.html
Submission for OMB Review; Comment Request; Extension: Form 11-K
Document Number: 2021-28436
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28436.html
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Document Number: 2021-28435
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28435.html
Submission for OMB Review; Comment Request; Extension: Rule 304 of Regulation ATS and Form ATS
Document Number: 2021-28434
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28434.html
Proposed Collection; Comment Request; Extension: Rule 17Ad-2(c), (d), and (h)
Document Number: 2021-28433
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28433.html
Proposed Collection; Comment Request; Extension: Rules 6a-1 and 6a-2, Form 1
Document Number: 2021-28432
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28432.html
Submission for OMB Review; Comment Request; Extension: Rule 17f-1(b)
Document Number: 2021-28431
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28431.html
Submission for OMB Review; Comment Request; Extension: Regulation R, Rule 701
Document Number: 2021-28430
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28430.html
Submission for OMB Review; Comment Request; Extension: Rule 17a-5(c)
Document Number: 2021-28429
Type: Notice
Date: 2022-01-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/03/2021-28429.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.