Securities and Exchange Commission October 25, 2021 – Federal Register Recent Federal Regulation Documents

Results 1 - 18 of 18
Sunshine Act Meetings
Document Number: 2021-23295
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23295.html
Sunshine Act Meetings
Document Number: 2021-23266
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23266.html
Credit Suisse Asset Management, LLC., et al.; Notice of Application and Temporary Order
Document Number: 2021-23166
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23166.html
Proposed Collection; Comment Request
Document Number: 2021-23161
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23161.html
Proposed Collection; Comment Request
Document Number: 2021-23160
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23160.html
Proposed Collection; Comment Request
Document Number: 2021-23159
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23159.html
Proposed Collection; Comment Request
Document Number: 2021-23158
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23158.html
Proposed Collection; Comment Request
Document Number: 2021-23157
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23157.html
Submission for OMB Review; Comment Request
Document Number: 2021-23156
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23156.html
Submission for OMB Review; Comment Request
Document Number: 2021-23155
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23155.html
Submission for OMB Review; Comment Request
Document Number: 2021-23154
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23154.html
Submission for OMB Review; Comment Request
Document Number: 2021-23153
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23153.html
Submission for OMB Review; Comment Request
Document Number: 2021-23152
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23152.html
Submission for OMB Review; Comment Request
Document Number: 2021-23151
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23151.html
Submission for OMB Review; Comment Request
Document Number: 2021-23150
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23150.html
Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices
Document Number: 2021-23141
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23141.html
Self-Regulatory Organizations; MEMX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program
Document Number: 2021-23140
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23140.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Billing Errors Policy and Enable the Exchange To Agree to Alternative Payment Instructions for the Exchange's Direct Debit Collection Process
Document Number: 2021-23139
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23139.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.