Securities and Exchange Commission May 28, 2021 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Sunshine Act Meetings
Document Number: 2021-11502
Type: Notice
Date: 2021-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/05/28/2021-11502.html
Sunshine Act Meeting; Cancellation
Document Number: 2021-11500
Type: Notice
Date: 2021-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/05/28/2021-11500.html
Simplify Exchange Traded Funds and Simplify Asset Management Inc.
Document Number: 2021-11292
Type: Notice
Date: 2021-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/05/28/2021-11292.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 5, for NQX Index Options Fees and Rebates for Regular and Complex Orders
Document Number: 2021-11290
Type: Notice
Date: 2021-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/05/28/2021-11290.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47
Document Number: 2021-11289
Type: Notice
Date: 2021-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/05/28/2021-11289.html
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