Securities and Exchange Commission September 4, 2020 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: 2020-19787

Type: Notice

Date: 2020-09-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19787.html

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges

Document Number: 2020-19658

Type: Notice

Date: 2020-09-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19658.html

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge

Document Number: 2020-19656

Type: Notice

Date: 2020-09-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19656.html

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities

Document Number: 2020-19653

Type: Notice

Date: 2020-09-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19653.html

BlackRock ETF Trust III, et al.

Document Number: 2020-19561

Type: Notice

Date: 2020-09-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19561.html