Securities and Exchange Commission June 4, 2020 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Clearing Members To Provide an Actionable Identifier on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades

Document Number: 2020-12018

Type: Notice

Date: 2020-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/06/04/2020-12018.html

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Services Available to Users That Use Co-location Services in the Mahwah, New Jersey Data Center

Document Number: 2020-12017

Type: Notice

Date: 2020-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2020/06/04/2020-12017.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: 2020-12006

Type: Notice

Date: 2020-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Eaton Vance California Municipal Bond Fund and, on December 14, 2018, made a final distribution to its shareholders based on net asset value. Expenses of approximately $57,661 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on March 6, 2020. Applicant's Address: jdamon@eatonvance.com.

https://regulations.justia.com/regulations/fedreg/2020/06/04/2020-12006.html