Securities and Exchange Commission March 2020 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 195
Sunshine Act Meetings
Document Number: 2020-05502
Type: Notice
Date: 2020-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Guinness Atkinson Funds and Guinness Atkinson Asset Management, Inc.; Notice of Application
Document Number: 2020-05245
Type: Notice
Date: 2020-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Reopening of Comment Period for Notice of Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a New National Market System Plan Regarding Consolidated Equity Market Data
Document Number: 2020-05243
Type: Notice
Date: 2020-03-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is reopening the comment period for a notice of proposed order (``Proposed Order''), which would require the participants in the existing national market system plans governing the public dissemination of real-time, consolidated equity market data for national market system stocks to propose a single, new equity data plan. The original comment period for the Proposed Order ended on February 28, 2020. The Commission is reopening the time period in which to provide the Commission with comments until March 20, 2020. This action will allow interested persons additional time to analyze the issues and prepare their comments.
Sunshine Act Meeting; Cancellation
Document Number: 2020-05267
Type: Notice
Date: 2020-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2020-05163
Type: Notice
Date: 2020-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2020-05100
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04951
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04950
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-04949
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-04948
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-04947
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04946
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-04945
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04944
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04943
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Two Sigma Investments, LP and Two Sigma Luna, LLC
Document Number: 2020-04912
Type: Notice
Date: 2020-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-04875
Type: Notice
Date: 2020-03-10
Agency: Securities and Exchange Commission, Agencies and Commissions
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