Securities and Exchange Commission March 12, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 4 of 4
Sunshine Act Meeting; Cancellation
Document Number: 2020-05163
Type: Notice
Date: 2020-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05163.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds
Document Number: 2020-05029
Type: Notice
Date: 2020-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05029.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4121(b)
Document Number: 2020-05026
Type: Notice
Date: 2020-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05026.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Make Certain Non-Substantive Changes To Clean Up Its Fees Schedule
Document Number: 2020-05025
Type: Notice
Date: 2020-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05025.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.