Securities and Exchange Commission January 2, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Submission for OMB Review; Comment Request
Document Number: 2019-28320
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28320.html
Submission for OMB Review; Comment Request
Document Number: 2019-28319
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28319.html
Proposed Collection; Comment Request
Document Number: 2019-28318
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28318.html
Submission for OMB Review; Comment Request
Document Number: 2019-28317
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28317.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Certain Recently Adopted Trading Rules To the List of Minor Rule Violations in Rule 9217
Document Number: 2019-28278
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28278.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Document Number: 2019-28277
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28277.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds
Document Number: 2019-28276
Type: Notice
Date: 2020-01-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28276.html
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