Securities and Exchange Commission May 28, 2019 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Notice Establishing the Commencement and Termination Dates of the Pre-Pilot Period of the Transaction Fee Pilot for National Market System Stocks
Document Number: 2019-10997
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10997.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Membership Policy
Document Number: 2019-10989
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10989.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of JPMorgan Income Builder Blend ETF Under NYSE Arca Rule 8.600-E
Document Number: 2019-10988
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10988.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Document Number: 2019-10987
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10987.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan
Document Number: 2019-10986
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10986.html
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2019-10985
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10985.html
Proposed Collection; Comment Request
Document Number: 2019-10983
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10983.html
Proposed Collection; Comment Request
Document Number: 2019-10982
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10982.html
Proposed Collection; Comment Request
Document Number: 2019-10981
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10981.html
BlackRock Capital Investment Corporation, et al.
Document Number: 2019-10975
Type: Notice
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-10975.html
Amendments to Financial Disclosures About Acquired and Disposed Businesses
Document Number: 2019-09472
Type: Proposed Rule
Date: 2019-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing amendments to our rules and forms to improve the disclosure requirements for financial statements relating to acquisitions and dispositions of businesses, including real estate operations and investment companies. The proposed changes are intended to improve for investors the financial information about acquired or disposed businesses, facilitate more timely access to capital, and reduce the complexity and costs to prepare the disclosure.
https://regulations.justia.com/regulations/fedreg/2019/05/28/2019-09472.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.