Securities and Exchange Commission October 24, 2018 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request

Document Number: 2018-23211

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23211.html

Proposed Collection; Comment Request

Document Number: 2018-23209

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23209.html

Submission for OMB Review; Comment Request

Document Number: 2018-23208

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23208.html

Proposed Collection; Comment Request

Document Number: 2018-23207

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23207.html

Proposed Collection; Comment Request

Document Number: 2018-23206

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23206.html

Proposed Collection; Comment Request

Document Number: 2018-23203

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23203.html

Proposed Collection; Comment Request

Document Number: 2018-23199

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23199.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the NYSE Listed Company Manual Regarding Information on Listed Securities of a Foreign Private Issuer Obtained From a U.S. or Non-U.S. Securities Depository

Document Number: 2018-23175

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23175.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules 6.62-O and 6.37A-O To Add New Order Types and Quotation Designations

Document Number: 2018-23174

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23174.html

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(i)(D) of Rule 1012

Document Number: 2018-23173

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23173.html

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Registration, Qualification Examination and Continuing Education Rules

Document Number: 2018-23172

Type: Notice

Date: 2018-10-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/10/24/2018-23172.html