Securities and Exchange Commission October 3, 2018 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Document Number: 2018-21555
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21555.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-21554
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on July 27, 2018, and amended on September 17, 2018. Applicant's Address: 601 Congress Street, Boston, Massachusetts 02210.
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21554.html
Submission for OMB Review; Comment Request
Document Number: 2018-21511
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21511.html
Submission Collection; Comment Request
Document Number: 2018-21510
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21510.html
Submission for OMB Review; Comment Request
Document Number: 2018-21509
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21509.html
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program
Document Number: 2018-21487
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21487.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index
Document Number: 2018-21486
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21486.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index and the Russell 2000 Index
Document Number: 2018-21485
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21485.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.04 of the NYSE Listed Company Manual To Apply a $50,000 Fee Cap per Transaction for Issuances of Additional Shares by Closed End Funds
Document Number: 2018-21482
Type: Notice
Date: 2018-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/10/03/2018-21482.html
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