Securities and Exchange Commission June 26, 2018 – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meetings
Document Number: 2018-13784
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13784.html
Submission for OMB Review; Comment Request
Document Number: 2018-13687
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13687.html
Submission for OMB Review; Comment Request
Document Number: 2018-13686
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13686.html
Submission for OMB Review; Comment Request
Document Number: 2018-13685
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13685.html
Submission for OMB Review; Comment Request
Document Number: 2018-13684
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13684.html
Submission for OMB Review; Comment Request
Document Number: 2018-13683
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13683.html
Submission for OMB Review; Comment Request
Document Number: 2018-13682
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13682.html
Submission for OMB Review; Comment Request
Document Number: 2018-13681
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13681.html
Submission for OMB Review; Comment Request
Document Number: 2018-13680
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13680.html
Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan
Document Number: 2018-13638
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13638.html
Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios
Document Number: 2018-13637
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13637.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Governing Crowd Space Disputes
Document Number: 2018-13620
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13620.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules
Document Number: 2018-13619
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13619.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702
Document Number: 2018-13618
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13618.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF
Document Number: 2018-13617
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13617.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity
Document Number: 2018-13616
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13616.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the SPX Select Market-Maker Program
Document Number: 2018-13615
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13615.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
Document Number: 2018-13614
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13614.html
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BOX Options Exchange LLC
Document Number: 2018-13594
Type: Notice
Date: 2018-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/06/26/2018-13594.html
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