Securities and Exchange Commission January 31, 2018 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
BNP Paribas USA, Inc., et al.; Notice of Application and Temporary Order
Document Number: 2018-01905
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01905.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-01904
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on October 20, 2017, and amended on January 10, 2018. Applicant's Address: 61 Aldwych, London, WC2B 4AE, England.
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01904.html
EquBot LLC and ETF Series Solutions
Document Number: 2018-01903
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01903.html
FS Series Trust and FS Fund Advisor, LLC; Release No. 32992/January 25, 2018
Document Number: 2018-01834
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01834.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF
Document Number: 2018-01818
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01818.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan
Document Number: 2018-01817
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01817.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios
Document Number: 2018-01816
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2018/01/31/2018-01816.html
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