Securities and Exchange Commission 2015 – Federal Register Recent Federal Regulation Documents
Results 1,551 - 1,600 of 1,842
SEC Advisory Committee on Small and Emerging Companies
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, March 4, 2015, in Multi-Purpose Room LL- 006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.
Disclosure of Hedging by Employees, Officers and Directors
We are proposing amendments to our rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires annual meeting proxy statement disclosure of whether employees or members of the board of directors are permitted to engage in transactions to hedge or offset any decrease in the market value of equity securities granted to the employee or board member as compensation, or held directly or indirectly by the employee or board member. The proposed disclosure would be required in a proxy statement or information statement relating to an election of directors, whether by vote of security holders at a meeting or an action authorized by written consent.
Contract Standard for Contractor Workforce Inclusion and Request for Public Comment
To implement section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the ``Dodd-Frank Act'' or ``the Act''), the Securities and Exchange Commission (the ``Commission'') is proposing to include in its service contracts a standard concerning workforce inclusion of minorities and women.
Pacific Life Insurance Company, et al; Notice of Application
Summary of Application: Each Insurer, on behalf of itself and its Separate Account(s), seeks an order pursuant to Section 26(c) of the 1940 Act, approving the substitution of Service Shares of the Janus Aspen Balanced Portfolio, a series of Janus Aspen Series (the ``Replacement Portfolio''), for the Advisor Class shares of the PIMCO Global Multi-Asset Managed Allocation Portfolio, a series of the PIMCO Variable Insurance Trust (the ``Replaced Portfolio'') (the ``Proposed Substitution''), under certain variable annuity contracts issued by the Insurers (collectively, the ``Contracts'').
NexPoint Credit Strategies Fund, et al.; Notice of Application
Summary of Application: Applicants seek an order to permit NHF to transfer certain real estate assets (the ``Multifamily Properties'') held by Freedom REIT, NHF's wholly-owned subsidiary, to NXRT REIT, a real estate investment trust (``REIT'') and NHF's wholly-owned subsidiary, in exchange for NXRT REIT common stock; to permit NHF to distribute such common stock to NHF's shareholders; and to permit NXRT Adviser to enter into an investment advisory agreement with NXRT REIT.
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