Securities and Exchange Commission April 24, 2015 – Federal Register Recent Federal Regulation Documents

In the Matter of First American Scientific Corp., Order of Suspension of Trading

Document Number: 2015-09685

Type: Notice

Date: 2015-04-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09685.html

D-W Investments LLC; Notice of Application

Document Number: 2015-09556

Type: Notice

Date: 2015-04-24

Agency: Securities and Exchange Commission, Agencies and Commissions

The Applicant requests that the Commission issue an order declaring the Applicant to be a person not within the intent of section 202(a)(11), which defines the term ``investment adviser.''

https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09556.html

Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.

Document Number: 2015-09498

Type: Notice

Date: 2015-04-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09498.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC.

Document Number: 2015-09497

Type: Notice

Date: 2015-04-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09497.html

Proposed Collection; Comment Request

Document Number: 2015-09496

Type: Notice

Date: 2015-04-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/24/2015-09496.html

Proposed Collection; Comment Request