Securities and Exchange Commission April 7, 2015 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: 2015-08021

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08021.html

Sunshine Act Meeting

Document Number: 2015-08020

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-08020.html

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(iv) of Rule 703, Financial Responsibility and Reporting

Document Number: 2015-07882

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07882.html

Proposed Collection; Comment Request

Document Number: 2015-07852

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07852.html

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301(h)

Document Number: 2015-07851

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07851.html

Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Share Member-Designated Risk Settings in the Trading System With Clearing Members

Document Number: 2015-07849

Type: Notice

Date: 2015-04-07

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/07/2015-07849.html