Securities and Exchange Commission April 3, 2015 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: 2015-07697

Type: Notice

Date: 2015-04-03

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant seeks an order declaring that it has ceased to be an investment company. On January 30, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,923 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Dates: The application was filed on February 19, 2015. Applicant's Address: 24140 E. Greystone Lane, Woodway, Washington 98020.

https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07697.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until September 30, 2015

Document Number: 2015-07696

Type: Notice

Date: 2015-04-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07696.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Change the ETP Fee

Document Number: 2015-07620

Type: Notice

Date: 2015-04-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07620.html

Self-Regulatory Organizations; Proposed Rule Chanages; NYSE Arca, Inc.

Document Number: 2015-07619

Type: Notice

Date: 2015-04-03

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/04/03/2015-07619.html