Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 18273-18274 [2015-07697]

Download as PDF Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices 612(c) of Regulation NMS (‘‘Sub-Penny Rule’’) 1 that granted NYSE Arca, Inc. (the ‘‘Exchange’’ or ‘‘NYSEArca’’) a limited exemption from the Sub-Penny Rule in connection with the operation of the Exchange’s Retail Liquidity Program (the ‘‘Program’’).2 The limited exemption was granted concurrently with the Commission’s approval of the Exchange’s proposal to adopt the Program for a one-year pilot term.3 The exemption was granted coterminous with the effectiveness of the pilot Program; both the pilot Program and exemption are scheduled to expire on April 14, 2015. The Exchange now seeks to extend the exemption until September 30, 2015.4 The Exchange’s request was made in conjunction with an immediately effective filing that extends the operation of the Program through the same date.5 In its request to extend the exemption, the Exchange notes that the participation in the Program has increased more recently. Accordingly, the Exchange has asked for additional time to allow itself and the Commission to analyze more robust data concerning the Program, which the Exchange committed to provide to the Commission.6 For this reason and the reasons stated in the Order originally granting the limited exemption, the Commission finds that extending the exemption, pursuant to its authority under Rule 612(c) of Regulation NMS, is appropriate in the public interest and consistent with the protection of investors. Therefore, it is hereby ordered that, pursuant to Rule 612(c) of Regulation NMS, the Exchange is granted a limited exemption from Rule 612 of Regulation NMS that allows it to accept and rank orders priced equal to or greater than $1.00 per share in increments of $0.001, in connection with the operation of its Retail Liquidity Program, until September 30, 2015. The limited and temporary exemption extended by this Order is subject to modification or revocation if at any time, the Commission determines that such action is necessary or appropriate 1 17 CFR 242.612(c). Securities Exchange Act Release No. 71176 (December 23, 2013), 78 FR 79524 (December 30, 2013) (SR–NYSEARCA–2013–107) (‘‘RLP Approval Order’’). 3 See id. 4 See Letter from Martha Redding, Senior Counsel and Assistant Secretary, NYSE, to Brent J. Fields, Secretary, Securities and Exchange Commission, dated March 19, 2015. 5 See Securities Exchange Act Release No. 74572 (March 24, 2015), 80 FR 16705 (March 30, 2015) (SR–NYSEARCA–2015–22). 6 See RLP Approval Order, supra note 2, 78 FR at 79529. asabaliauskas on DSK5VPTVN1PROD with NOTICES 2 See VerDate Sep<11>2014 17:49 Apr 02, 2015 Jkt 235001 in furtherance of the purposes of the Securities Exchange Act of 1934. Responsibility for compliance with any applicable provisions of the Federal securities laws must rest with the persons relying on the exemption that is the subject of this Order. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7 Brent J. Fields, Secretary. [FR Doc. 2015–07696 Filed 4–2–15; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–31538] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 March 27, 2015. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of March 2015. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on April 21, 2015, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: The Commission: Brent J. Fields, Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551–6810, SEC, Division of Investment Management, 7 17 PO 00000 CFR 200.30–3(a)(83). Frm 00086 Fmt 4703 Sfmt 4703 18273 Chief Counsel’s Office, 100 F Street NE., Washington, DC 20549–8010. Birmiwal Investment Trust [File No. 811–21289] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On January 30, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,923 incurred in connection with the liquidation were paid by applicant’s investment adviser. Filing Dates: The application was filed on February 19, 2015. Applicant’s Address: 24140 E. Greystone Lane, Woodway, Washington 98020. eUNITs(TM) 2 Year International Equity Market Participation Trust: Enhanced Upside to Cap/Buffered Downside [File No.—811–22347] eUnits(TM) 2 Year U.S. Market Participation Trust 3: Upside to Cap/ Buffered Downside [File No.—811– 22664] eUnits(TM) 2 Year U.S. Market Participation Trust 4: Upside to Cap/ Buffered Downside [File No.—811– 22665] eUnits(TM) 2 Year U.S. Market Participation Trust 5: Upside to Cap/ Buffered Downside [File No.—811– 22666] eUnits(TM) 2 Year U.S. Market Participation Trust 6: Upside to Cap/ Buffered Downside [File No.—811– 22667] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants never commenced operations or had shareholders and do not intend to engage in any business activities other than those necessary for winding up. Filing Dates: The applications were filed on February 20, 2015. Applicants’ Address: Two International Place, Boston, MA 02110. SBL Fund [File No. 811–22962] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to a corresponding shell series of Guggenheim Variable Funds Trust, and on April 29, 2014, and September 23, 2014, made distributions to its shareholders based on net asset value. Expenses of $260,653 incurred in connection with the reorganization were paid by applicant and Security Investors, LLC, applicant’s investment adviser. E:\FR\FM\03APN1.SGM 03APN1 18274 Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices Filing Dates: The application was filed on February 19, 2015. Applicant’s Address: 805 King Farm Blvd., Ste. 600, Rockville, MD 20850. Eaton Vance Preferred Dividend Income Trust [File No. 811–22529] Eaton Vance Diversified Emerging Markets Local Income Fund, Inc. [File No. 811–22502] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants never commenced operations or had shareholders and do not intend to engage in any business activities other than those necessary for winding up. Filing Dates: The applications were filed on February 23, 2015. Applicants’ Address: Two International Place, Boston, MA 02110. Eaton Vance Multi-Sector Income Trust [File No. 811–22772] Eaton Vance Risk-Managed Equity Income Opportunities Fund [File No. 811–22104] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants never commenced operations or had shareholders and do not intend to engage in any business activities other than those necessary for winding up. Filing Dates: The applications were filed on February 20, 2015. Applicants’ Address: Two International Place, Boston, MA 02110. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Brent J. Fields, Secretary. No. 236–3 of August 28, 2000 (and, as appropriate, Delegation of Authority No. 257 of April 15, 2003), I hereby determine that the objects to be included in the exhibition ‘‘1700s Beadwork of Southeastern Tribes,’’ imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to a loan agreement with the foreign owner or custodian. I also determine that the exhibition or display of the exhibit objects at the Chickasaw Cultural Center, Sulphur, Oklahoma, from on or about May 23, 2015, until on or about November 29, 2015, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register. FOR FURTHER INFORMATION CONTACT: For further information, including the list of the exhibit objects, contact the Office of Public Diplomacy and Public Affairs in the Office of the Legal Adviser, U.S. Department of State (telephone: 202– 632–6471; email: section2459@ state.gov). The mailing address is U.S. Department of State, L/PD, SA–5, Suite 5H03, Washington, DC 20522–0505. Dated: March 26, 2015. Kelly Keiderling, Principal Deputy Assistant Secretary, Bureau of Educational and Cultural Affairs, Department of State. [FR Doc. 2015–07692 Filed 4–2–15; 8:45 am] BILLING CODE 4710–05–P DEPARTMENT OF STATE [Public Notice: 9075] 60-Day Notice of Proposed Information Collection: Department of State Acquisition Regulation (DOSAR) [FR Doc. 2015–07697 Filed 4–2–15; 8:45 am] BILLING CODE 8011–01–P Notice of request for public comment. ACTION: DEPARTMENT OF STATE Culturally Significant Objects Imported for Exhibition Determinations: ‘‘1700s Beadwork of Southeastern Tribes’’ Exhibition Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, Delegation of Authority asabaliauskas on DSK5VPTVN1PROD with NOTICES SUMMARY: VerDate Sep<11>2014 17:49 Apr 02, 2015 The Department of State is seeking Office of Management and Budget (OMB) approval for the information collection described below. In accordance with the Paperwork Reduction Act of 1995, we are requesting comments on this collection from all interested individuals and organizations. The purpose of this notice is to allow 60 days for public comment preceding submission of the collection to OMB. DATES: The Department will accept comments from the public up to June 2, 2015. ADDRESSES: You may submit comments by any of the following methods: SUMMARY: [Public Notice: 9077] Jkt 235001 PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 • Web: Persons with access to the Internet may comment on this notice by going to www.Regulations.gov. You can search for the document by entering ‘‘Docket Number: DOS–2015–0013’’ in the Search field. Then click the ‘‘Comment Now’’ button and complete the comment form. • Email: Ramirezim2@state.gov. • Regular Mail: Send written comments to: Ismaela M. Ramirez, U.S. Department of State, Office of the Procurement Executive, 2201 C Street NW., Washington, DC 20520. You must include the DS form number (if applicable), information collection title, and the OMB control number in any correspondence. FOR FURTHER INFORMATION CONTACT: Direct requests for additional information regarding the collection listed in this notice, including requests for copies of the proposed collection instrument and supporting documents, to Ismaela M. Ramirez, U.S. Department of State, Office of the Procurement Executive, 2201 C Street NW., Washington, DC 20520; who may be reached on 703–516–1693 or at Ramirezim2@state.gov. SUPPLEMENTARY INFORMATION: • Title of Information Collection: Department of State Acquisition Regulation (DOSAR). • OMB Control Number: 1405–0050. • Type of Request: Revision of a Currently Approved Collection. • Originating Office: Bureau of Administration, Office of the Procurement Executive (A/OPE). • Form Number: No Form. • Respondents: Any business, other for-profit, individual, not-for-profit, or household. • Estimated Number of Respondents: 267. • Estimated Number of Responses: 831. • Average Time per Response: Approximately 4 hours (4.176). • Total Estimated Burden Time: 3,470 hours. • Frequency: On occasion. • Obligation to Respond: Required. We are soliciting public comments to permit the Department to: • Evaluate whether the proposed information collection is necessary for the proper functions of the Department. • Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used. • Enhance the quality, utility, and clarity of the information to be collected. • Minimize the reporting burden on those who are to respond, including the E:\FR\FM\03APN1.SGM 03APN1

Agencies

[Federal Register Volume 80, Number 64 (Friday, April 3, 2015)]
[Notices]
[Pages 18273-18274]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-07697]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-31538]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

March 27, 2015.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
March 2015. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on April 21, 2015, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Brent J. Fields, Secretary, U.S. Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Birmiwal Investment Trust [File No. 811-21289]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On January 30, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $2,923 incurred in connection with the liquidation were 
paid by applicant's investment adviser.
    Filing Dates: The application was filed on February 19, 2015.
    Applicant's Address: 24140 E. Greystone Lane, Woodway, Washington 
98020.

eUNITs(TM) 2 Year International Equity Market Participation Trust: 
Enhanced Upside to Cap/Buffered Downside [File No.--811-22347]

eUnits(TM) 2 Year U.S. Market Participation Trust 3: Upside to Cap/
Buffered Downside [File No.--811-22664]

eUnits(TM) 2 Year U.S. Market Participation Trust 4: Upside to Cap/
Buffered Downside [File No.--811-22665]

eUnits(TM) 2 Year U.S. Market Participation Trust 5: Upside to Cap/
Buffered Downside [File No.--811-22666]

eUnits(TM) 2 Year U.S. Market Participation Trust 6: Upside to Cap/
Buffered Downside [File No.--811-22667]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 20, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

SBL Fund [File No. 811-22962]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant transferred its assets to a 
corresponding shell series of Guggenheim Variable Funds Trust, and on 
April 29, 2014, and September 23, 2014, made distributions to its 
shareholders based on net asset value. Expenses of $260,653 incurred in 
connection with the reorganization were paid by applicant and Security 
Investors, LLC, applicant's investment adviser.

[[Page 18274]]

    Filing Dates: The application was filed on February 19, 2015.
    Applicant's Address: 805 King Farm Blvd., Ste. 600, Rockville, MD 
20850.

Eaton Vance Preferred Dividend Income Trust [File No. 811-22529]

Eaton Vance Diversified Emerging Markets Local Income Fund, Inc. [File 
No. 811-22502]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 23, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

Eaton Vance Multi-Sector Income Trust [File No. 811-22772]

Eaton Vance Risk-Managed Equity Income Opportunities Fund [File No. 
811-22104]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants never commenced operations or had shareholders and do not 
intend to engage in any business activities other than those necessary 
for winding up.
    Filing Dates: The applications were filed on February 20, 2015.
    Applicants' Address: Two International Place, Boston, MA 02110.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2015-07697 Filed 4-2-15; 8:45 am]
BILLING CODE 8011-01-P
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