Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 18273-18274 [2015-07697]
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Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices
612(c) of Regulation NMS (‘‘Sub-Penny
Rule’’) 1 that granted NYSE Arca, Inc.
(the ‘‘Exchange’’ or ‘‘NYSEArca’’) a
limited exemption from the Sub-Penny
Rule in connection with the operation of
the Exchange’s Retail Liquidity Program
(the ‘‘Program’’).2 The limited
exemption was granted concurrently
with the Commission’s approval of the
Exchange’s proposal to adopt the
Program for a one-year pilot term.3 The
exemption was granted coterminous
with the effectiveness of the pilot
Program; both the pilot Program and
exemption are scheduled to expire on
April 14, 2015.
The Exchange now seeks to extend
the exemption until September 30,
2015.4 The Exchange’s request was
made in conjunction with an
immediately effective filing that extends
the operation of the Program through
the same date.5 In its request to extend
the exemption, the Exchange notes that
the participation in the Program has
increased more recently. Accordingly,
the Exchange has asked for additional
time to allow itself and the Commission
to analyze more robust data concerning
the Program, which the Exchange
committed to provide to the
Commission.6 For this reason and the
reasons stated in the Order originally
granting the limited exemption, the
Commission finds that extending the
exemption, pursuant to its authority
under Rule 612(c) of Regulation NMS, is
appropriate in the public interest and
consistent with the protection of
investors.
Therefore, it is hereby ordered that,
pursuant to Rule 612(c) of Regulation
NMS, the Exchange is granted a limited
exemption from Rule 612 of Regulation
NMS that allows it to accept and rank
orders priced equal to or greater than
$1.00 per share in increments of $0.001,
in connection with the operation of its
Retail Liquidity Program, until
September 30, 2015.
The limited and temporary exemption
extended by this Order is subject to
modification or revocation if at any
time, the Commission determines that
such action is necessary or appropriate
1 17
CFR 242.612(c).
Securities Exchange Act Release No. 71176
(December 23, 2013), 78 FR 79524 (December 30,
2013) (SR–NYSEARCA–2013–107) (‘‘RLP Approval
Order’’).
3 See id.
4 See Letter from Martha Redding, Senior Counsel
and Assistant Secretary, NYSE, to Brent J. Fields,
Secretary, Securities and Exchange Commission,
dated March 19, 2015.
5 See Securities Exchange Act Release No. 74572
(March 24, 2015), 80 FR 16705 (March 30, 2015)
(SR–NYSEARCA–2015–22).
6 See RLP Approval Order, supra note 2, 78 FR
at 79529.
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2 See
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in furtherance of the purposes of the
Securities Exchange Act of 1934.
Responsibility for compliance with any
applicable provisions of the Federal
securities laws must rest with the
persons relying on the exemption that is
the subject of this Order.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Brent J. Fields,
Secretary.
[FR Doc. 2015–07696 Filed 4–2–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–31538]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
March 27, 2015.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of March
2015. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
April 21, 2015, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Brent J.
Fields, Secretary, U.S. Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
7 17
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CFR 200.30–3(a)(83).
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18273
Chief Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Birmiwal Investment Trust [File No.
811–21289]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On January 30,
2015, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $2,923
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Dates: The application was
filed on February 19, 2015.
Applicant’s Address: 24140 E.
Greystone Lane, Woodway, Washington
98020.
eUNITs(TM) 2 Year International
Equity Market Participation Trust:
Enhanced Upside to Cap/Buffered
Downside [File No.—811–22347]
eUnits(TM) 2 Year U.S. Market
Participation Trust 3: Upside to Cap/
Buffered Downside [File No.—811–
22664]
eUnits(TM) 2 Year U.S. Market
Participation Trust 4: Upside to Cap/
Buffered Downside [File No.—811–
22665]
eUnits(TM) 2 Year U.S. Market
Participation Trust 5: Upside to Cap/
Buffered Downside [File No.—811–
22666]
eUnits(TM) 2 Year U.S. Market
Participation Trust 6: Upside to Cap/
Buffered Downside [File No.—811–
22667]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
never commenced operations or had
shareholders and do not intend to
engage in any business activities other
than those necessary for winding up.
Filing Dates: The applications were
filed on February 20, 2015.
Applicants’ Address: Two
International Place, Boston, MA 02110.
SBL Fund [File No. 811–22962]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to a corresponding
shell series of Guggenheim Variable
Funds Trust, and on April 29, 2014, and
September 23, 2014, made distributions
to its shareholders based on net asset
value. Expenses of $260,653 incurred in
connection with the reorganization were
paid by applicant and Security
Investors, LLC, applicant’s investment
adviser.
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18274
Federal Register / Vol. 80, No. 64 / Friday, April 3, 2015 / Notices
Filing Dates: The application was
filed on February 19, 2015.
Applicant’s Address: 805 King Farm
Blvd., Ste. 600, Rockville, MD 20850.
Eaton Vance Preferred Dividend
Income Trust [File No. 811–22529]
Eaton Vance Diversified Emerging
Markets Local Income Fund, Inc. [File
No. 811–22502]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
never commenced operations or had
shareholders and do not intend to
engage in any business activities other
than those necessary for winding up.
Filing Dates: The applications were
filed on February 23, 2015.
Applicants’ Address: Two
International Place, Boston, MA 02110.
Eaton Vance Multi-Sector Income Trust
[File No. 811–22772]
Eaton Vance Risk-Managed Equity
Income Opportunities Fund [File No.
811–22104]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
never commenced operations or had
shareholders and do not intend to
engage in any business activities other
than those necessary for winding up.
Filing Dates: The applications were
filed on February 20, 2015.
Applicants’ Address: Two
International Place, Boston, MA 02110.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Brent J. Fields,
Secretary.
No. 236–3 of August 28, 2000 (and, as
appropriate, Delegation of Authority No.
257 of April 15, 2003), I hereby
determine that the objects to be
included in the exhibition ‘‘1700s
Beadwork of Southeastern Tribes,’’
imported from abroad for temporary
exhibition within the United States, are
of cultural significance. The objects are
imported pursuant to a loan agreement
with the foreign owner or custodian. I
also determine that the exhibition or
display of the exhibit objects at the
Chickasaw Cultural Center, Sulphur,
Oklahoma, from on or about May 23,
2015, until on or about November 29,
2015, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
I have ordered that Public Notice of
these Determinations be published in
the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including the list of
the exhibit objects, contact the Office of
Public Diplomacy and Public Affairs in
the Office of the Legal Adviser, U.S.
Department of State (telephone: 202–
632–6471; email: section2459@
state.gov). The mailing address is U.S.
Department of State, L/PD, SA–5, Suite
5H03, Washington, DC 20522–0505.
Dated: March 26, 2015.
Kelly Keiderling,
Principal Deputy Assistant Secretary, Bureau
of Educational and Cultural Affairs,
Department of State.
[FR Doc. 2015–07692 Filed 4–2–15; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice: 9075]
60-Day Notice of Proposed Information
Collection: Department of State
Acquisition Regulation (DOSAR)
[FR Doc. 2015–07697 Filed 4–2–15; 8:45 am]
BILLING CODE 8011–01–P
Notice of request for public
comment.
ACTION:
DEPARTMENT OF STATE
Culturally Significant Objects Imported
for Exhibition Determinations: ‘‘1700s
Beadwork of Southeastern Tribes’’
Exhibition
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, Delegation of Authority
asabaliauskas on DSK5VPTVN1PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
17:49 Apr 02, 2015
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
In accordance with the Paperwork
Reduction Act of 1995, we are
requesting comments on this collection
from all interested individuals and
organizations. The purpose of this
notice is to allow 60 days for public
comment preceding submission of the
collection to OMB.
DATES: The Department will accept
comments from the public up to June 2,
2015.
ADDRESSES: You may submit comments
by any of the following methods:
SUMMARY:
[Public Notice: 9077]
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• Web: Persons with access to the
Internet may comment on this notice by
going to www.Regulations.gov. You can
search for the document by entering
‘‘Docket Number: DOS–2015–0013’’ in
the Search field. Then click the
‘‘Comment Now’’ button and complete
the comment form.
• Email: Ramirezim2@state.gov.
• Regular Mail: Send written
comments to: Ismaela M. Ramirez, U.S.
Department of State, Office of the
Procurement Executive, 2201 C Street
NW., Washington, DC 20520.
You must include the DS form
number (if applicable), information
collection title, and the OMB control
number in any correspondence.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including requests
for copies of the proposed collection
instrument and supporting documents,
to Ismaela M. Ramirez, U.S. Department
of State, Office of the Procurement
Executive, 2201 C Street NW.,
Washington, DC 20520; who may be
reached on 703–516–1693 or at
Ramirezim2@state.gov.
SUPPLEMENTARY INFORMATION:
• Title of Information Collection:
Department of State Acquisition
Regulation (DOSAR).
• OMB Control Number: 1405–0050.
• Type of Request: Revision of a
Currently Approved Collection.
• Originating Office: Bureau of
Administration, Office of the
Procurement Executive (A/OPE).
• Form Number: No Form.
• Respondents: Any business, other
for-profit, individual, not-for-profit, or
household.
• Estimated Number of Respondents:
267.
• Estimated Number of Responses:
831.
• Average Time per Response:
Approximately 4 hours (4.176).
• Total Estimated Burden Time: 3,470
hours.
• Frequency: On occasion.
• Obligation to Respond: Required.
We are soliciting public comments to
permit the Department to:
• Evaluate whether the proposed
information collection is necessary for
the proper functions of the Department.
• Evaluate the accuracy of our
estimate of the time and cost burden for
this proposed collection, including the
validity of the methodology and
assumptions used.
• Enhance the quality, utility, and
clarity of the information to be
collected.
• Minimize the reporting burden on
those who are to respond, including the
E:\FR\FM\03APN1.SGM
03APN1
Agencies
[Federal Register Volume 80, Number 64 (Friday, April 3, 2015)]
[Notices]
[Pages 18273-18274]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-07697]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-31538]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
March 27, 2015.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
March 2015. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on April 21, 2015, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Brent J. Fields, Secretary, U.S. Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Birmiwal Investment Trust [File No. 811-21289]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On January 30, 2015, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $2,923 incurred in connection with the liquidation were
paid by applicant's investment adviser.
Filing Dates: The application was filed on February 19, 2015.
Applicant's Address: 24140 E. Greystone Lane, Woodway, Washington
98020.
eUNITs(TM) 2 Year International Equity Market Participation Trust:
Enhanced Upside to Cap/Buffered Downside [File No.--811-22347]
eUnits(TM) 2 Year U.S. Market Participation Trust 3: Upside to Cap/
Buffered Downside [File No.--811-22664]
eUnits(TM) 2 Year U.S. Market Participation Trust 4: Upside to Cap/
Buffered Downside [File No.--811-22665]
eUnits(TM) 2 Year U.S. Market Participation Trust 5: Upside to Cap/
Buffered Downside [File No.--811-22666]
eUnits(TM) 2 Year U.S. Market Participation Trust 6: Upside to Cap/
Buffered Downside [File No.--811-22667]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants never commenced operations or had shareholders and do not
intend to engage in any business activities other than those necessary
for winding up.
Filing Dates: The applications were filed on February 20, 2015.
Applicants' Address: Two International Place, Boston, MA 02110.
SBL Fund [File No. 811-22962]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to a
corresponding shell series of Guggenheim Variable Funds Trust, and on
April 29, 2014, and September 23, 2014, made distributions to its
shareholders based on net asset value. Expenses of $260,653 incurred in
connection with the reorganization were paid by applicant and Security
Investors, LLC, applicant's investment adviser.
[[Page 18274]]
Filing Dates: The application was filed on February 19, 2015.
Applicant's Address: 805 King Farm Blvd., Ste. 600, Rockville, MD
20850.
Eaton Vance Preferred Dividend Income Trust [File No. 811-22529]
Eaton Vance Diversified Emerging Markets Local Income Fund, Inc. [File
No. 811-22502]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants never commenced operations or had shareholders and do not
intend to engage in any business activities other than those necessary
for winding up.
Filing Dates: The applications were filed on February 23, 2015.
Applicants' Address: Two International Place, Boston, MA 02110.
Eaton Vance Multi-Sector Income Trust [File No. 811-22772]
Eaton Vance Risk-Managed Equity Income Opportunities Fund [File No.
811-22104]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants never commenced operations or had shareholders and do not
intend to engage in any business activities other than those necessary
for winding up.
Filing Dates: The applications were filed on February 20, 2015.
Applicants' Address: Two International Place, Boston, MA 02110.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2015-07697 Filed 4-2-15; 8:45 am]
BILLING CODE 8011-01-P