Securities and Exchange Commission March 30, 2015 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Until September 30, 2015
Document Number: 2015-07136
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07136.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Relating to Pegging Interest
Document Number: 2015-07135
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07135.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Relating to Pegging Interest
Document Number: 2015-07134
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07134.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Increase Qualification Examination Fees
Document Number: 2015-07133
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07133.html
Submission for OMB Review; Comment Request
Document Number: 2015-07130
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07130.html
Submission for OMB Review; Comment Request
Document Number: 2015-07129
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07129.html
Submission for OMB Review; Comment Request
Document Number: 2015-07128
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07128.html
Submission for OMB Review; Comment Request
Document Number: 2015-07127
Type: Notice
Date: 2015-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/03/30/2015-07127.html
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