Securities and Exchange Commission February 17, 2015 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting.
Document Number: 2015-03250
Type: Notice
Date: 2015-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
SEC Advisory Committee on Small and Emerging Companies
Document Number: 2015-03221
Type: Notice
Date: 2015-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, March 4, 2015, in Multi-Purpose Room LL- 006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.
Corsair Opportunity Fund, et al.; Notice of Application
Document Number: 2015-03099
Type: Notice
Date: 2015-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Exchange Traded Concepts, LLC et al.; Notice of Application
Document Number: 2015-03098
Type: Notice
Date: 2015-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Disclosure of Hedging by Employees, Officers and Directors
Document Number: 2015-02948
Type: Proposed Rule
Date: 2015-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing amendments to our rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires annual meeting proxy statement disclosure of whether employees or members of the board of directors are permitted to engage in transactions to hedge or offset any decrease in the market value of equity securities granted to the employee or board member as compensation, or held directly or indirectly by the employee or board member. The proposed disclosure would be required in a proxy statement or information statement relating to an election of directors, whether by vote of security holders at a meeting or an action authorized by written consent.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.