Securities and Exchange Commission July 29, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Proposed Collection; Comment Request
Document Number: 2014-17778
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17778.html
Proposed Collection; Comment Request
Document Number: 2014-17777
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17777.html
Proposed Collection; Comment Request
Document Number: 2014-17776
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17776.html
The New Ireland Fund, Inc. and Kleinwort Benson Investors International Ltd.; Notice of Application
Document Number: 2014-17775
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17775.html
Automated Matching Systems Exchange, LLC; Notice of Filing of Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934
Document Number: 2014-17774
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17774.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Bandwidth Allowance
Document Number: 2014-17773
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17773.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Implement a New Scorecard Feature to the Mutual Fund Profile Service
Document Number: 2014-17772
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17772.html
Notice of Proposed Exemptive Order Granting Permanent Exemptions Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10 for Certain Money Market Funds
Document Number: 2014-17748
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Pursuant to Section 36 of the Securities Exchange Act of 1934 (``Exchange Act'') and Exchange Act Rule 10b-10(f), the Securities and Exchange Commission (``SEC'' or ``Commission'') is proposing to grant exemptive relief, subject to certain conditions, from the immediate confirmation delivery requirements of Exchange Act Rule 10b-10 for transactions effected in shares of any open-end management investment company registered under the Investment Company Act of 1940 (``Investment Company Act'') that holds itself out as a money market fund operating in accordance with Rule 2a-7(c)(1)(ii) of the Investment Company Act.
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17748.html
Order Granting Applications by NASDAQ OMX BX, Inc. and the NASDAQ Stock Market LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference
Document Number: 2014-17638
Type: Notice
Date: 2014-07-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/07/29/2014-17638.html
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