Securities and Exchange Commission June 24, 2014 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting; Notice

Document Number: 2014-14772

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14772.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust

Document Number: 2014-14694

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14694.html

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A

Document Number: 2014-14693

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14693.html

Submission for OMB Review; Comment Request

Document Number: 2014-14662

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14662.html

Submission for OMB Review; Comment Request

Document Number: 2014-14661

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14661.html

Submission for OMB Review; Comment Request

Document Number: 2014-14660

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14660.html

Northern Lights Fund Trust, et al.; Notice of Application

Document Number: 2014-14659

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

Summary of Application: Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14659.html

Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Related to List of Permitted Cover

Document Number: 2014-14658

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14658.html

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products

Document Number: 2014-14657

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14657.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF Under NYSE Arca Equities Rule 8.600

Document Number: 2014-14656

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14656.html

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision

Document Number: 2014-14655

Type: Notice

Date: 2014-06-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14655.html