Securities and Exchange Commission June 9, 2014 – Federal Register Recent Federal Regulation Documents
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Kohlberg Kravis Roberts & Co. L.P., et al.; Notice of Application
Summary of Application: Applicants request an order to exempt certain limited partnerships and other entities (``Partnerships'') formed for the benefit of eligible employees of Kohlberg Kravis Roberts & Co. L.P. (``KKR LP'') and its affiliates from certain provisions of the Act. Each Partnership will be an ``employees' securities company'' within the meaning of section 2(a)(13) of the Act. Applicants: KKR LP; KKR North America Fund XI ESC L.P. (``NAXI ESC''), KKR Asian Fund II ESC L.P. (``Asia II ESC''), KKR Energy Income and Growth Fund I ESC L.P. (``EIGF I ESC''), KKR Real Estate Partners Americas ESC L.P. (``REPA ESC,'' and with NAXI ESC, Asia II ESC, and EIGF I ESC, collectively, the ``Initial Partnerships''); and KKR North America XI Limited (``NAXI ESC GP''), the General Partner (defined below) of NAXI ESC, KKR Asia II Limited (``Asia II ESC GP''), the General Partner of Asia II ESC, KKR EIGF LLC (``EIGF I ESC GP''), the General Partner of EIGF I ESC, and KKR REPA GP LLC (``REPA ESC GP,'' and with NAXI ESC GP, Asia II ESC GP, and EIGF I ESC GP, collectively, the ``Initial General Partners''), the General Partner of REPA ESC.
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