Securities and Exchange Commission June 4, 2014 – Federal Register Recent Federal Regulation Documents

Cloudeeva, Inc.; Order of Suspension of Trading

Document Number: 2014-13039

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-13039.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program

Document Number: 2014-12947

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12947.html

Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program

Document Number: 2014-12946

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12946.html

Prudential Investments LLC, et al.; Notice of Application

Document Number: 2014-12890

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12890.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Establish a Fee Schedule for Alternative Trading System Volume Information

Document Number: 2014-12889

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12889.html

[Release No. 34-72277; File No. SR-CBOE-2014-047]

Document Number: 2014-12888

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12888.html

Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program

Document Number: 2014-12887

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12887.html

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 516 To Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order

Document Number: 2014-12886

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12886.html

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to IRS Coupon Blending

Document Number: 2014-12885

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12885.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 24.20

Document Number: 2014-12884

Type: Notice

Date: 2014-06-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12884.html