Securities and Exchange Commission May 5, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Sunshine Act Meeting
Document Number: 2014-10362
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10362.html
Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt and Amend Certain Customer Protection and Financial Rules
Document Number: 2014-10171
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10171.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Text Related to Acceptable Trade Range in Chapter VI, Section 10 of the BX Options Rules
Document Number: 2014-10170
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10170.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 901 To Replace the Reference to “GOOG” with “GOOGL”
Document Number: 2014-10169
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10169.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Treatment of Intermarket Sweep Orders Entered Prior to the Completion of the Options Opening Process of BATS Exchange, Inc.
Document Number: 2014-10168
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10168.html
Proposed Collection; Comment Request
Document Number: 2014-10142
Type: Notice
Date: 2014-05-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/05/05/2014-10142.html
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