Securities and Exchange Commission April 3, 2014 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2014-07471
Type: Notice
Date: 2014-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Lazard Alternative Strategies 1099 Fund, and on December 31, 2013, made a distribution to its shareholders based on net asset value. Expenses of $200,000 incurred in connection with the reorganization were paid by Lazard Asset Management LLC, applicant's investment adviser. Filing Dates: The application was filed on January 30, 2014, and amended on March 26, 2014. Applicant's Address: 30 Rockefeller Plaza, New York, NY 10112-6300.
Minnesota Life Insurance Company, et al.; Notice of Application
Document Number: 2014-07424
Type: Notice
Date: 2014-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions