Securities and Exchange Commission February 24, 2014 – Federal Register Recent Federal Regulation Documents

RiverNorth Funds, et al.; Notice of Application
Document Number: 2014-03796
Type: Notice
Date: 2014-02-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order that would permit certain registered open-end management investment companies that operate as ``funds of funds'' to acquire shares of certain registered open-end management investment companies, registered closed-end management investment companies, ``business development companies,'' as defined by section 2(a)(48) of the 1940 Act, and registered unit investment trusts that are within or outside the same group of investment companies as the acquiring investment companies. Applicants: RiverNorth Funds (the ``Trust''), RiverNorth Capital Management, LLC (the ``Adviser''), and ALPS Distributors, Inc. (the ``Distributor'').
Submission for OMB Review; Comment Request
Document Number: 2014-03787
Type: Notice
Date: 2014-02-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-03785
Type: Notice
Date: 2014-02-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-03784
Type: Notice
Date: 2014-02-24
Agency: Securities and Exchange Commission, Agencies and Commissions
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