Securities and Exchange Commission February 24, 2014 – Federal Register Recent Federal Regulation Documents

In the Matter of Ads in Motion, Inc., Premier Beverage Group Corp., Pulmo BioTech, Inc., TriMedia Entertainment Group, Inc., and Zanett, Inc., Order of Suspension of Trading

Document Number: 2014-03993

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03993.html

In the Matter of Tweeter Home Entertainment Group, Inc. (a/k/a TWTR, Inc.), Ultitek, Ltd., Utix Group, Inc., Velocity Express Corporation, and Vyteris, Inc.; Order of Suspension of Trading

Document Number: 2014-03992

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03992.html

Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Document Number: 2014-03799

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03799.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order

Document Number: 2014-03798

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03798.html

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Risk Management Tool Commonly Known as a “Kill Switch”

Document Number: 2014-03797

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03797.html

RiverNorth Funds, et al.; Notice of Application

Document Number: 2014-03796

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

Summary of the Application: Applicants request an order that would permit certain registered open-end management investment companies that operate as ``funds of funds'' to acquire shares of certain registered open-end management investment companies, registered closed-end management investment companies, ``business development companies,'' as defined by section 2(a)(48) of the 1940 Act, and registered unit investment trusts that are within or outside the same group of investment companies as the acquiring investment companies. Applicants: RiverNorth Funds (the ``Trust''), RiverNorth Capital Management, LLC (the ``Adviser''), and ALPS Distributors, Inc. (the ``Distributor'').

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03796.html

Submission for OMB Review; Comment Request

Document Number: 2014-03787

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03787.html

Submission for OMB Review; Comment Request

Document Number: 2014-03785

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03785.html

Submission for OMB Review; Comment Request

Document Number: 2014-03784

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03784.html

Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Risk Management Tool Commonly Known as a “Kill Switch”

Document Number: 2014-03783

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03783.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to Multi-Class Spread Orders

Document Number: 2014-03782

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03782.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Risk Management Tool Commonly Known as a “Kill Switch”

Document Number: 2014-03781

Type: Notice

Date: 2014-02-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/02/24/2014-03781.html