Securities and Exchange Commission January 17, 2014 – Federal Register Recent Federal Regulation Documents
Results 1 - 6 of 6
Prospect Capital Corporation, et al.; Notice of Application
Summary of Application: Applicants request an order to permit a business development company (``BDC'') and certain closed-end management investment companies to co-invest in portfolio companies with each other and with affiliated investment funds.
Notice of Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting on Friday, January 31, 2014, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC 20549. The meeting will begin at 10:00 a.m. (EDT) and end at 4:30 p.m. and will be open to the public, except during portions of the meeting reserved for meetings of the Committee's subcommittees. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes: Remarks from Commissioners; a recommendation from the Market Structure Subcommittee and the Investor as Purchaser Subcommittee regarding decimalization; discussion of crowdfunding; discussion of rebates and payments for order flow; and nonpublic subcommittee meetings.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.