Securities and Exchange Commission January 10, 2014 – Federal Register Recent Federal Regulation Documents

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Responsibilities of the General Counsel
Document Number: 2014-00219
Type: Rule
Date: 2014-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is amending its rules to reflect that the Commission's General Counsel is responsible for providing advice to Commission attorneys on professional responsibility issues relating to their official duties and investigating allegations of professional misconduct by Commission staff and, where appropriate, making referrals to state professional boards or societies.
https://regulations.justia.com/regulations/fedreg/2014/01/10/2014-00219.html
Proposed Collection; Comment Request
Document Number: 2014-00213
Type: Notice
Date: 2014-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/10/2014-00213.html
Proposed Collection; Comment Request
Document Number: 2014-00212
Type: Notice
Date: 2014-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/10/2014-00212.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That an Extranet Access Fee is Not Charged
Document Number: 2014-00211
Type: Notice
Date: 2014-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/01/10/2014-00211.html
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