Securities and Exchange Commission December 2, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Nevada Gold Corp.; Order of Suspension of Trading
Document Number: 2013-28871
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28871.html
Sunshine Act Meeting.
Document Number: 2013-28837
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28837.html
RBS Securities Inc. and Citizens Investment Advisors; Notice of Application and Temporary Order
Document Number: 2013-28759
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28759.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2013-28726
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on October 7, 2013, and amended on October 31, 2013. Applicant's Address: 445 East Lake St., Suite 120, Wayzata, MN 55391.
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28726.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule
Document Number: 2013-28725
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28725.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Class Quoting Limit for Options on Twitter
Document Number: 2013-28722
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28722.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify OCC's Existing Policy Regarding Use of Clearing Fund Assets in Anticipation of a Clearing Member Default
Document Number: 2013-28721
Type: Notice
Date: 2013-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/12/02/2013-28721.html
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