Securities and Exchange Commission November 29, 2013 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2013-28576
Type: Notice
Date: 2013-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-28575
Type: Notice
Date: 2013-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2013-28570
Type: Notice
Date: 2013-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions