Securities and Exchange Commission July 18, 2013 – Federal Register Recent Federal Regulation Documents

Rescission of Supervised Investment Bank Holding Company Rules
Document Number: 2013-17194
Type: Rule
Date: 2013-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') is rescinding rules under the Securities Exchange Act of 1934 (the ``Exchange Act'') that established the Commission's program for supervising investment bank holding companies. The Commission is taking this action pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), which eliminated the applicable section effective July 21, 2011. The Commission also is rescinding certain exemptive provisions in its broker-dealer risk assessment rules and delegation of authority rules that pertain to the supervised investment bank holding company program rules that are being rescinded.
Submission for OMB Review; Comment Request
Document Number: 2013-17180
Type: Notice
Date: 2013-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-17179
Type: Notice
Date: 2013-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions