Securities and Exchange Commission June 21, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 17 of 17
Proposed Collection; Comment Request
Document Number: 2013-14833
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14833.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Document Number: 2013-14832
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14832.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Document Number: 2013-14831
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14831.html
Guggenheim Funds Investment Advisors, LLC, et al.; Notice of Application
Document Number: 2013-14805
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14805.html
Sigma Investment Advisors, LLC, et al.; Notice of Application
Document Number: 2013-14804
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14804.html
Transparent Value Trust, et al.; Notice of Application
Document Number: 2013-14803
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14803.html
Submission for OMB Review; Comment Request
Document Number: 2013-14802
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14802.html
Submission for OMB Review; Comment Request
Document Number: 2013-14800
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14800.html
Submission for OMB Review; Comment Request
Document Number: 2013-14799
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14799.html
Submission for OMB Review; Comment Request
Document Number: 2013-14798
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14798.html
Submission for OMB Review; Comment Request
Document Number: 2013-14797
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14797.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program
Document Number: 2013-14796
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14796.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service
Document Number: 2013-14795
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14795.html
Submission for OMB Review; Comment Request
Document Number: 2013-14794
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14794.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Document Number: 2013-14793
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14793.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Document Number: 2013-14792
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14792.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Executive Chairman and President, and Create an Additional Directorship To Be Occupied by the President
Document Number: 2013-14791
Type: Notice
Date: 2013-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14791.html
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