Securities and Exchange Commission June 3, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Lanbo Financial Group, Inc.; Order of Suspension of Trading
Document Number: 2013-13157
Type: Notice
Date: 2013-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13157.html
Sunshine Act Meetings
Document Number: 2013-13111
Type: Notice
Date: 2013-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13111.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify As “Retail Orders”
Document Number: 2013-13036
Type: Notice
Date: 2013-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13036.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Options Rule 6.62(cc) To Remove References to Functionality Described as the Post No Preference Light Only Quotation
Document Number: 2013-13035
Type: Notice
Date: 2013-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13035.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts to Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest
Document Number: 2013-12975
Type: Notice
Date: 2013-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/06/03/2013-12975.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.