Securities and Exchange Commission May 6, 2013 – Federal Register Recent Federal Regulation Documents
Results 1 - 7 of 7
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
The Securities and Exchange Commission published a document in the Federal Register of April 24, 2013 concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange. The document mistakenly includes a reference to NYSE Arca, Inc. in the heading.
Beverly Hills Bancorp Inc.; Notice of Application
Summary of Application: The requested order would exempt the applicant, Beverly Hills Bancorp Inc. (``BHBC''), from certain provisions of the Act until the earlier of one year from the date of the requested order or such time as BHBC would no longer be required to register as an investment company under the Act. The requested exemption would extend an exemption originally granted until May 15, 2013.\1\
Goldman Sachs Trust II, et al.; Notice of Application
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval and would grant relief from certain disclosure requirements.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
