Securities and Exchange Commission May 4, 2012 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
In the Matter of Recycle Tech, Inc.; Order of Suspension of Trading
Document Number: 2012-10916
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10916.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2012-10757
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 27, 2011, each applicant made a liquidating distribution to its shareholders, based on net asset value. Each applicant incurred approximately $2,888 in expenses in connection with its liquidation. Filing Dates: The applications were filed on March 5, 2012, and amended on April 19, 2012. Applicants' Address: Two Hopkins Plaza, Baltimore, MD 21201.
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10757.html
Steel Partners Holdings L.P.; Notice of Application
Document Number: 2012-10756
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10756.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols
Document Number: 2012-10755
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10755.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols
Document Number: 2012-10754
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10754.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Procedures for Executing the Stock Leg(s) of Stock-Option Orders
Document Number: 2012-10753
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10753.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Document Number: 2012-10752
Type: Notice
Date: 2012-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/05/04/2012-10752.html
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