Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 26587-26588 [2012-10757]
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Federal Register / Vol. 77, No. 87 / Friday, May 4, 2012 / Notices
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for speculative purposes, but have been
in the furtherance of its business as a
diversified holding company. SPH
contends that registration under the Act
would involve unnecessary burden and
expense for SPH and its unitholders and
would serve no regulatory purpose. For
the reasons discussed above, SPH
asserts that the requested relief under
section 6(c) of the Act is consistent with
the protection of investors and the
purposes fairly intended by the policy
and provisions of the Act.
Section 45(a) of the Act
1. Section 45(a) provides that
information contained in any
application filed with the Commission
under the Act shall be made available to
the public, unless the Commission finds
that public disclosure is neither
necessary nor appropriate in the public
interest or for the protection of
investors. SPH requests an order under
section 45(a) of the Act granting
confidential treatment to the
information in the Supplemental
Material.
2. SPH submits that the information
disclosed in the application is sufficient
to fully apprise any interested member
of the public of the basis for the relief
requested under section 6(c) of the Act.
SPH states that the public will be able
to see various data reflecting the
progress SPH has made in its transition
to non-investment company business
and its intention to complete such
transition by the expiration of the
requested exemption. SPH submits that
based on such information, any
interested person will be able to assess
SPH’s intention and ability to pursue a
non-investment company business
strategy and its prospects for achieving
non-investment company status by the
end of the requested one year
exemption.
3. SPH states that it has valid business
reasons for not wanting to make public
information that relates to its future
business plans, including its intention
with regard to transactions in securities
of certain companies. SPH asserts that
the public disclosure of such
information, much of which relates to
publicly traded securities, could affect
the prices and markets for such
securities (for example, by allowing
those who view this information to
‘‘front run’’ SPH’s intended
transactions) in a way that would
severely burden SPH’s transition to noninvestment company business. For these
reasons, SPH submits that public
disclosure of the Supplemental Material
is neither necessary nor appropriate in
the public interest or for the protection
of investors.
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15:20 May 03, 2012
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Applicant’s Conditions:
SPH agrees that the requested
exemption will be subject to the
following conditions:
1. SPH will continue to be engaged
primarily in a non-investment company
business and to seek to decrease the
percentage of its total assets comprised
of investment securities so as not to be
an investment company within the
meaning of the Act and the rules and
regulations thereunder as soon as
reasonably possible and in any event
within one year from the date of the
requested order.
2. SPH will not engage in the trading
of securities for short-term speculative
purposes.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–10756 Filed 5–3–12; 8:45 am]
BILLING CODE 8011–01–P
26587
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street NE.,
Washington, DC 20549–8010.
PNC Absolute Return Fund LLC [File
No. 811–21088]
PNC Absolute Return Master Fund LLC
[File No. 811–21814]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
27, 2011, each applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Each applicant incurred approximately
$2,888 in expenses in connection with
its liquidation.
Filing Dates: The applications were
filed on March 5, 2012, and amended on
April 19, 2012.
Applicants’ Address: Two Hopkins
Plaza, Baltimore, MD 21201.
SECURITIES AND EXCHANGE
COMMISSION
PNC Alternative Strategies Fund LLC
[File No. 811–21257]
[Release No. IC–30057]
PNC Alternative Strategies Master Fund
LLC [File No. 811–21816]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
April 30, 2012.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of April 2012.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
May 24, 2012, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
PO 00000
Frm 00101
Fmt 4703
Sfmt 4703
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
23, 2011, each applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Each applicant incurred approximately
$2,888 in expenses in connection with
its liquidation.
Filing Dates: The applications were
filed on March 5, 2012, and amended on
April 19, 2012.
Applicant’s Address: Two Hopkins
Plaza, Baltimore, MD 21201.
PNC Long-Short Master Fund LLC [File
No. 811–21818]
PNC Long-Short Fund LLC [File No.
811–21258]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
28, 2011, each applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Each applicant incurred approximately
$2,888 in expenses in connection with
its liquidation.
Filing Dates: The applications were
filed on March 5, 2012, and amended on
April 19, 2012.
Applicant’s Address: Two Hopkins
Plaza, Baltimore, MD 21201.
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26588
Federal Register / Vol. 77, No. 87 / Friday, May 4, 2012 / Notices
PNC Alternative Strategies TEDI Fund
LLC [File No. 811–21817]
PNC Absolute Return TEDI Fund LLC
[File No. 811–21815]
PNC Long-Short TEDI Fund LLC [File
No. 811–21819]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
23, 2011, December 27, 2011, and
December 28, 2011, respectively, each
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Each applicant
incurred approximately $4,867, $4,740
and $4,470, respectively, in expenses in
connection with its liquidation.
Filing Dates: The applications were
filed on March 5, 2012, and amended on
April 19, 2012.
Applicants’ Address: Two Hopkins
Plaza, Baltimore, MD 21201.
investment company. On November 15,
2011, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $5,135 incurred in
connection with the liquidation were
paid by Riazzi Asset Management, LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on April 4, 2012.
Applicant’s Address: Riazzi Asset
Management, LLC, 2331 Far Hills Ave.,
Suite 200, Dayton, OH 45419.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–66881; File No. SR–BX–
2012–028]
Self-Regulatory Organizations;
NASDAQ OMX BX, Inc.; Notice of Filing
and Immediate Effectiveness of
Proposed Rule Change To Modify
Pricing for BX Members Using the
NASDAQ OMX BX Equities System
April 30, 2012.
American Beacon Master Trust [File
No. 811–9098]
[File No. 500–1]
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 26,
2012, NASDAQ OMX BX, Inc. (‘‘BX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by BX. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On September
30, 2011, each applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Expenses of approximately $5,767 and
$1,585, respectively, incurred in
connection with the liquidations were
paid by the applicants and American
Beacon Advisors, Inc., applicants’
investment adviser.
Filing Date: The applications were
filed on March 26, 2012.
Applicants’ Address: 4151 Amon
Carter Blvd., MD 2450, Fort Worth, TX
76155.
In the Matter of Recycle Tech, Inc.;
Order of Suspension of Trading
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
American Beacon Mileage Funds [File
No. 811–9018]
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Old Mutual Funds III [File No. 811–
22149]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 7,
2009, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $23,000
incurred in connection with the
liquidation were paid by applicant, with
all legal expenses being incurred by Old
Mutual Capital, applicant’s investment
adviser.
Filing Date: The application was filed
on March 27, 2012.
Applicant’s Address: 4643 South
Ulster St., Suite 800, Denver, CO 80237.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–10757 Filed 5–3–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
May 2, 2012.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Recycle
Tech, Inc. (‘‘Recycle Tech’’) because it
has not filed a periodic report since its
10–Q for the quarterly period ending
November 30, 2009, filed on January 13,
2010.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of Recycle Tech.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of Recycle Tech is suspended
for the period from 9:30 a.m. EDT on
May 2, 2012, through 11:59 p.m. EDT on
May 15, 2012.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2012–10916 Filed 5–2–12; 4:15 pm]
BILLING CODE 8011–01–P
Jkt 226001
In its filing with the Commission, BX
included statements concerning the
purpose of and basis for the proposed
rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. BX has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Changes
BX is proposing to modify its rebate
schedule with respect to orders that
Summary: Applicant seeks an order
declaring that it has ceased to be an
15:20 May 03, 2012
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
RAM Funds [File No. 811–22162]
VerDate Mar<15>2010
BX proposes to modify pricing for BX
members using the NASDAQ OMX BX
Equities System. BX will implement the
proposed change on May 1, 2012. The
text of the proposed rule change is
available at https://
nasdaqomxbx.cchwallstreet.com, at
BX’s principal office, and at the
Commission’s Public Reference Room.
1 15
2 17
PO 00000
Frm 00102
Fmt 4703
Sfmt 4703
U.S.C. 78s(b)(1).
CFR 240.19b–4.
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Agencies
[Federal Register Volume 77, Number 87 (Friday, May 4, 2012)]
[Notices]
[Pages 26587-26588]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-10757]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30057]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
April 30, 2012.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April 2012. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on May 24, 2012, and should
be accompanied by proof of service on the applicant, in the form of an
affidavit or, for lawyers, a certificate of service. Hearing requests
should state the nature of the writer's interest, the reason for the
request, and the issues contested. Persons who wish to be notified of a
hearing may request notification by writing to the Secretary, U.S.
Securities and Exchange Commission, 100 F Street NE., Washington, DC
20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street NE., Washington, DC 20549-8010.
PNC Absolute Return Fund LLC [File No. 811-21088]
PNC Absolute Return Master Fund LLC [File No. 811-21814]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
December 27, 2011, each applicant made a liquidating distribution to
its shareholders, based on net asset value. Each applicant incurred
approximately $2,888 in expenses in connection with its liquidation.
Filing Dates: The applications were filed on March 5, 2012, and
amended on April 19, 2012.
Applicants' Address: Two Hopkins Plaza, Baltimore, MD 21201.
PNC Alternative Strategies Fund LLC [File No. 811-21257]
PNC Alternative Strategies Master Fund LLC [File No. 811-21816]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
December 23, 2011, each applicant made a liquidating distribution to
its shareholders, based on net asset value. Each applicant incurred
approximately $2,888 in expenses in connection with its liquidation.
Filing Dates: The applications were filed on March 5, 2012, and
amended on April 19, 2012.
Applicant's Address: Two Hopkins Plaza, Baltimore, MD 21201.
PNC Long-Short Master Fund LLC [File No. 811-21818]
PNC Long-Short Fund LLC [File No. 811-21258]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
December 28, 2011, each applicant made a liquidating distribution to
its shareholders, based on net asset value. Each applicant incurred
approximately $2,888 in expenses in connection with its liquidation.
Filing Dates: The applications were filed on March 5, 2012, and
amended on April 19, 2012.
Applicant's Address: Two Hopkins Plaza, Baltimore, MD 21201.
[[Page 26588]]
PNC Alternative Strategies TEDI Fund LLC [File No. 811-21817]
PNC Absolute Return TEDI Fund LLC [File No. 811-21815]
PNC Long-Short TEDI Fund LLC [File No. 811-21819]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
December 23, 2011, December 27, 2011, and December 28, 2011,
respectively, each applicant made a liquidating distribution to its
shareholders, based on net asset value. Each applicant incurred
approximately $4,867, $4,740 and $4,470, respectively, in expenses in
connection with its liquidation.
Filing Dates: The applications were filed on March 5, 2012, and
amended on April 19, 2012.
Applicants' Address: Two Hopkins Plaza, Baltimore, MD 21201.
American Beacon Mileage Funds [File No. 811-9018]
American Beacon Master Trust [File No. 811-9098]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On September 30, 2011, each applicant made
a liquidating distribution to its shareholders, based on net asset
value. Expenses of approximately $5,767 and $1,585, respectively,
incurred in connection with the liquidations were paid by the
applicants and American Beacon Advisors, Inc., applicants' investment
adviser.
Filing Date: The applications were filed on March 26, 2012.
Applicants' Address: 4151 Amon Carter Blvd., MD 2450, Fort Worth,
TX 76155.
Old Mutual Funds III [File No. 811-22149]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 7, 2009, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $23,000 incurred in connection with the liquidation were
paid by applicant, with all legal expenses being incurred by Old Mutual
Capital, applicant's investment adviser.
Filing Date: The application was filed on March 27, 2012.
Applicant's Address: 4643 South Ulster St., Suite 800, Denver, CO
80237.
RAM Funds [File No. 811-22162]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 15, 2011, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of approximately $5,135 incurred in connection with the
liquidation were paid by Riazzi Asset Management, LLC, applicant's
investment adviser.
Filing Date: The application was filed on April 4, 2012.
Applicant's Address: Riazzi Asset Management, LLC, 2331 Far Hills
Ave., Suite 200, Dayton, OH 45419.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-10757 Filed 5-3-12; 8:45 am]
BILLING CODE 8011-01-P