Securities and Exchange Commission April 19, 2012 – Federal Register Recent Federal Regulation Documents

Results 1 - 15 of 15
Sunshine Act Meeting
Document Number: 2012-9525
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9525.html
Submission for OMB Review; Comment Request
Document Number: 2012-9417
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9417.html
Submission for OMB Review; Comment Request
Document Number: 2012-9416
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9416.html
Submission for OMB Review; Comment Request
Document Number: 2012-9415
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9415.html
Submission for OMB Review; Comment Request
Document Number: 2012-9414
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9414.html
Submission for OMB Review; Comment Request
Document Number: 2012-9413
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9413.html
Submission for OMB Review; Comment Request
Document Number: 2012-9412
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9412.html
Submission for OMB Review; Comment Request
Document Number: 2012-9411
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9411.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders
Document Number: 2012-9410
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9410.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security
Document Number: 2012-9409
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9409.html
Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto”
Document Number: 2012-9408
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9408.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014
Document Number: 2012-9407
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9407.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Document Number: 2012-9406
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9406.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions
Document Number: 2012-9405
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9405.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Document Number: 2012-9404
Type: Notice
Date: 2012-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/04/19/2012-9404.html
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