Securities and Exchange Commission February 7, 2012 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Notice of Sunshine Act Meeting.
Document Number: 2012-2815
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2815.html
Proposed Collection; Comment Request
Document Number: 2012-2735
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2735.html
Proposed Collection; Comment Request
Document Number: 2012-2734
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2734.html
Henderson Global Funds, et al.; Notice of Application
Document Number: 2012-2733
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2733.html
Submission for OMB Review; Comment Request
Document Number: 2012-2732
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2732.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)
Document Number: 2012-2681
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2681.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for Amendments to the Trading Activity Fee Rate for Transactions in Covered Equity Securities
Document Number: 2012-2680
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2680.html
Rand Capital Corporation, et al.; Notice of Application
Document Number: 2012-2670
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2670.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minor Rule Violation Plan
Document Number: 2012-2669
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2669.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals for SLV and USO Options
Document Number: 2012-2668
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2668.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Product, TradeInfo PHLX, and Amend the Fee Schedule to Add a Related Subscription Fee
Document Number: 2012-2641
Type: Notice
Date: 2012-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/02/07/2012-2641.html
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