Securities and Exchange Commission December 2011 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 163
Submission for OMB Review; Comment Request
Document Number: 2011-31608
Type: Notice
Date: 2011-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-31607
Type: Notice
Date: 2011-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-31484
Type: Notice
Date: 2011-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2011-31298
Type: Notice
Date: 2011-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On May 13, 2011, applicant transferred its assets to Munder Veracity Small-Cap Value Fund, a series of Munder Series Trust, based on net asset value. Expenses of $150,293 incurred in connection with the reorganization were paid by Integrity Asset Management, LLC, applicant's investment adviser. Filing Date: The application was filed on October 12, 2011, and amended on November 17, 2011. Applicant's Address: Integrity Asset Management, LLC, 18500 Lake Rd., Suite 300, Rocky River, OH 44116.
Sunshine Act Meeting
Document Number: 2011-31457
Type: Notice
Date: 2011-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-31264
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-31103
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-31102
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-31101
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-31100
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
AllianceBernstein Cap Fund, Inc., et al.; Notice of Application
Document Number: 2011-31099
Type: Notice
Date: 2011-12-05
Agency: Securities and Exchange Commission, Agencies and Commissions
SUMMARY OF APPLICATION: Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.