Securities and Exchange Commission October 26, 2011 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the United States Metals Index Fund, the United States Agriculture Index Fund and the United States Copper Index Fund Under NYSE Arca Equities Rule 8.200

Document Number: 2011-27698

Type: Notice

Date: 2011-10-26

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27698.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws)

Document Number: 2011-27697

Type: Notice

Date: 2011-10-26

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27697.html

Inaugural Roundtable of the Financial Reporting Series Entitled “Uncertainty in Financial Statements: How Much To Recognize and How Best To Communicate It”

Document Number: 2011-27696

Type: Notice

Date: 2011-10-26

Agency: Securities and Exchange Commission, Agencies and Commissions

The Commission staff will hold a public roundtable discussion to consider financial statement measurements (and associated disclosures) that incorporate judgments about future events. The discussion will be open to the public with seating on a first-come, first-served basis. Members of the public may also listen by webcast on the SEC Web site at https://www.sec.gov. The roundtable discussion will take place in the Multipurpose Room (Room L-006) at the SEC Headquarters located at 100 F Street, NE., Washington, DC. Feedback is welcomed regarding any of the topics to be addressed at the roundtable.

https://regulations.justia.com/regulations/fedreg/2011/10/26/2011-27696.html