Securities and Exchange Commission September 29, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
Proposed Collection; Comment Request
Document Number: 2011-25077
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25077.html
Proposed Collection; Comment Request
Document Number: 2011-25076
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25076.html
Self-Regulatory Organizations; International Securities Exchange, Incorporated; Notice of Proposed Rule To Simplify the $1 Strike Price Interval Program
Document Number: 2011-25075
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25075.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios
Document Number: 2011-25074
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25074.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC To Establish Facilitation and Solicitation Auction Mechanisms
Document Number: 2011-25073
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25073.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create an Exemption From Certain Reporting Obligations Under the Equity Trade Reporting Rules for Certain Alternative Trading Systems
Document Number: 2011-25072
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25072.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit Orders
Document Number: 2011-25071
Type: Notice
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-25071.html
Consolidation of the Office of the Executive Director With the Office of the Chief Operating Officer
Document Number: 2011-24964
Type: Rule
Date: 2011-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is amending its rules to reflect the consolidation of the Office of the Executive Director with the Office of the Chief Operating Officer, including amendments to replace references to the Executive Director with references to the Chief Operating Officer.
https://regulations.justia.com/regulations/fedreg/2011/09/29/2011-24964.html
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