Securities and Exchange Commission September 1, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Somerset International Group, Inc.; Order of Suspension of Trading
Document Number: 2011-22534
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22534.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 6.37B To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Clarify an Existing Exception to the Quoting Obligations
Document Number: 2011-22442
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22442.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Clarify an Existing Exception to the Quoting Obligations
Document Number: 2011-22440
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22440.html
Submission for OMB Review; Comment Request
Document Number: 2011-22366
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22366.html
Proposed Collection; Comment Request
Document Number: 2011-22364
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22364.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Change the Name of the PSX Ouch BBO Feed to the PSX MatchView Feed and To Modify Its Contents
Document Number: 2011-22363
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22363.html
Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Document Number: 2011-22257
Type: Rule
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
We are making a technical correction to Rule 15Ga-1 adopted in Release No. 33-9175 (January 20, 2011), which was published in the Federal Register on January 26, 2011. The document contained an incorrect paragraph reference in an instruction to Rule 15Ga-1. This correction is being published to correct the paragraph reference.
https://regulations.justia.com/regulations/fedreg/2011/09/01/2011-22257.html
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